McGeorge School of Law

 

Rules of Statutory Construction (transcript)

Today’s post is on rules of statutory construction primarily for the non-lawyer.

For those working in and around the California State Capitol, it’s important to understand general rules of statutory construction whether you’re a lawyer or a non-lawyer.

The general rule of statutory construction is to effectuate the intent of the Legislature, which basically requires the courts to give the statutory language its usual and ordinary meaning.

The fundamental rule of statutory construction is known as the plain language rule. Basically, this rule provides that when the meaning of a statute is clear and unambiguous, there’s usually no need for a court to apply any of those rules of statutory construction because the plain meaning of the statute can be ascertained without resorting to what we call the use of extrinsic aids to help in understanding the language.

Under this rule, if the statute is clear then the courts presume the Legislature meant what they wrote in the statute and the courts give effect to the plain meaning of that statute.

In order to resort to the general rules of statutory construction, a court must determine that there’s ambiguity in the statutory language and as a result it’s unclear what was intended by the Legislature in enacting the particular statute. The courts have determined that a party demonstrates statutory ambiguity by providing an alternative meaning to the statutory language and, as a result, the statutory language can be given more than one interpretation, then a court generally should consider extrinsic aids to determine the purpose of the statute and the intent of the Legislature.

Among the extrinsic aids are the legislative history of the statute, the public policy surrounding its enactment, the statutory scheme in which the language is found, and other related issues. In this regard, the language of a statute should be construed in light of the rest of the statutory scheme in which the particular statute is found. The goal of the court is to harmonize the parts of the statute by considering the context of the statutory framework in which this particular statute is found.

 

Court Cases Related to California’s Legislative Process (transcript)

Today’s post is an overview of specified court cases related to California’s legislative process.

As you can imagine, there are a number California Appellate Court decisions that related to the legislative process. These cases deal with a number of separate and distinct issues. While I don’t cover all of them, there are some major cases that capitol observers and insiders should be aware of.

The first one is Kaufman & Broad Communities v. Performance Plastering which was a California in Appellate Court decision 2005. The 3rd District Court of Appeal clarified that a determination of the existence of any ambiguity occurs not at the time of a motion for judicial notice but by the panel of judges that hear the appeal. The case has been cited more than 80 times by other appellate courts in California for what documents may be utilized to ascertain legislative intent in interpreting statutes.

Another case you should aware of is Yamaha – Yamaha Corporation of America v. the State Board of Equalization. This case was decided by the California Supreme Court in 1998. The decision says that in general the deference afforded to an agency’s interpretation of a statute by the agency that is charged with enforcing and interpreting that statute will vary based on a legally informed and common sense assessment of the statute’s context.

The next case of interest is Association for Retarded Citizens v. Department of Developmental Services. It was decided in 1985 by the California Supreme Court. The lawsuit alleged that certain spending decisions issued by the Director of the department were void. The Court entered an order granting a preliminary injunction at the lower level and said administrative action that is not authorized by or is inconsistent with acts of the Legislature is void.

This is just a sampling of the cases I go over in today’s podcast.

The California Legislature’s Organizing Session (transcript)

With this year being an even numbered year, the California Legislature’s organizing session will take place next Monday, December 3. Today’s post and podcast is an overview of California’s legislative organizing session.

As you may be aware, the California Legislature operates during two-year legislative sessions. At the commencement of the two-year session, the Legislature must organize itself.

In that regard there are several provisions related to organizing the Legislature. The first is found in the California Constitution, and the other provisions in the California Government Code. According to Article IV, Section 3a of the state constitution, “The Legislature shall convene in regular session at noon on the first Monday in December of each even numbered year, and each House shall immediately organize.”

This date falls every two years, roughly three weeks – perhaps four on occasion – after the statewide General Election has taken place. The two houses convene that first session at noon and it generally lasts about two hours.

At these organizing sessions, both the elected officials and their families and supporters are in attendance. They rarely engage in regular business other than introducing their first bills, which not all legislators do on that first day in session.

They’ll often visit with colleagues and former legislators, and attend and enjoy the pomp and circumstance of that organizing session. Thereafter, in the first week of January when they reconvene, that’s when legislators commence the serious work ahead that will last for the following two years.

Please be sure to listen to today’s podcast which covers the sections of California’s Government Code that dictate the rules for the California Legislature’s organizing session.

 

Conducting Business on the Floors (transcript)

Today’s post is on conducting business on the floors.

The California Legislature conducts its business both in policy and fiscal committees as well as on the floors of the State Assembly and the State Senate. Each house determines its own rules and specifies how business will be handled on their respective floors. This process of conducting their activities on the floors is called the Order of Business.

The processes between the two houses are similar in many regards, but there are a few differences as well. So let’s look at the Assembly and the Senate and how each conducts business on the floors.

Pursuant to Assembly Rule 40A, the Assembly’s Order of Business is:

  1. Roll Call
  2. Prayer by the Chaplain
  3. Reading of the Previous Day’s Journal
  4. Presentation of Petitions
  5. Introduction and Reference of Bills
  6. Reports of Committees
  7. Messages from the Governor
  8. Messages from the Senate
  9. Motions and Resolutions
  10. Business on the Daily File
  11. Announcements, and
  12. Adjournment

In addition, under Assembly Rule 63 the following constitutes the Order of Business of pending legislation as contained in the Assembly Daily File:

  1. Special Orders of the Day
  2. Second Reading – Assembly Bills
  3. Second Reading – Senate Bills
  4. Unfinished Business
  5. Third Reading – Assembly bills, and
  6. Third Reading – Senate Bills.

As for the State Senate, under Senate Rule 4, the Order of Business of the Senate is:

  1. Roll Call
  2. Prayer by the Chaplain
  3. Pledge of Allegiance
  4. Privileges of the Floor
  5. Communications and Petitions
  6. Messages from the Governor
  7. Messages from the Assembly
  8. Reports of Committees; Motions, Resolutions, and Notices
  9. Introduction and First Reading of Bills
  10. Consideration of the Daily File in the following order:
    1. Second Reading,
    2. Special Orders,
    3. Unfinished Business, and
    4. Third Reading
  11. Announcement of Committee Meetings
  12. Leaves of Absence, and finally

There are no additional special rules for the Senate found in the Senate Rules. When a bill is taken up that is not on the Daily File, it is done so without reference to file – most often known as its acronym WORF. When a bill is subject to a WORF, what the Senate or Assembly is actually doing is suspending the Orders of the day as set forth in their respective rules providing the order of business.

McGeorge School of Law brought together a panel of judges and justices from across the United States and the world to discuss issues of constitutional law and justice to celebrate a $1 million gift to the school from the Tsakopoulos Family Foundation. The gift created the new Justice Anthony M. Kennedy Endowed Chair at McGeorge School of Law, and the panel features retired U.S. Supreme Court Justice Anthony Kennedy, international Judge Ann Power-Forde, former California Supreme Court Justice Joseph Grodin, and Judge Dr. Wolfgang Brandstetter of the Constitutional Court of the Republic of Austria.

Before diving in to the storm of links, thank you to Cogent Legal for live streaming and recording audio at the Justices on Justice event.

As always, if you enjoyed today’s episode, please take the time to leave us a five-star rating on iTunes, Apple Podcasts, or Stitcher Radio, and subscribe to our show wherever you listen to podcasts. All of that makes The CAP⋅impact Podcast easier to find and more accessible.

You can also stay in touch with us and let us know what you thought about today’s show and think about the show generally on Facebook and Twitter. Just like CAP⋅impact on Facebook or follow @CAPimpactCA on Twitter.

The CAP⋅impact Podcast is made possible by the Capital Center for Law & Policy at McGeorge School of Law in Sacramento, California. You can learn more about the Capital Center here, and keep up with the Capital Center on Facebook and Twitter.

 

 

Floor Items (transcript)

This post is on floor items. We’re going to cover, briefly, the unfinished business file, the inactive file, the use of floor managers, and WORFs. What are they?

The unfinished business file: both the Assembly Daily File as well as the Senate Daily File contain a portion titled “Unfinished Business.” This is the section of the daily file that contains the bills that have returned to their House of origin from the opposite House.

This section of the daily file also contains bills that were vetoed by the governor. Note that vetoed items remain on the daily file for a 60‑day period following the gubernatorial veto. Thereafter, unless voted upon, they are removed from the daily file and can no longer be considered.

What’s the inactive file? Another portion of the daily file to be aware of is for bills that made it to the floor of either the Assembly or the Senate but, for whatever reason, the bill’s author has chosen not to proceed with the measure.

Bills that have failed passage can be moved to the inactive file for further consideration. If an author has moved the bill to the inactive file, he or she can remove it from the Inactive File at a later date, with specified public notice, for further consideration on the respective floor.

What are floor managers? When the bill’s author presents his or her bill on the floor of the bill’s House of origin, that is, when the Assembly bill is presented by an Assembly Member or a Senate bill is presented by the Senator, that’s different when the bill is for consideration in the opposite House.

While a bill’s author is responsible for taking up his or her measure on their own floor, a floor manager is required in the other House. A member of the other House, designated by the bill’s author when the bill is considered by the other House, is called the bill’s floor manager.

What’s a WORF? According to the rules of both Houses, bills that are not listed on the daily file can only be taken up with either unanimous consent by the members of that House or by suspension of the rules.

A bill that is not listed on the daily file but which is taken up nonetheless is referred to as a WORF. The process of taking up a WORF’ed bill is without reference to file, W‑O‑R‑F.

In order to WORF a bill, a majority of the House’s membership, that’s 41 votes in the Assembly and 21 votes in the Senate, is required to take up the bill without reference to file.

Election Day (Tuesday, November 6) is just 4 days away, which means it is crunch time for those who haven’t finished making up their minds on the races up and down the ballot as well as the ballot initiatives facing voters in this midterm election.

If you want to learn more about some of the candidate races, you can refer back to our series on what California’s Constitutional Officers actually do, or you can revisit some of Chris Micheli’s post comparing the powers of the Governor and the US President.

As for the ballot initiatives, McGeorge recently had it’s California Initiative Review forum where students analyzed the initiatives and presented their objective and non-partisan analysis to the public. We recently posted a brief analysis of the propositions here on CAP⋅impact, but if you want a more in depth analysis of the initiatives, feel free to check out The CAP⋅impact Podcast where we’ve been posting the audio for the Initiative Review – including audience questions. The audio from the two sections of the California Initiative Review are below, and you’ll find the third and final audio segment in the podcast’s feed on Monday.

Lastly, if you’re not sure where your polling place is, there is a handy Find Your Polling Place tool on the Secretary of State’s website that will tell you where you need to go to vote on November 6.

California Initiative Review – Part 1: Bond Measures

California Initiative Review – Part 2: Taxes & Time

On today’s episode, we talk about the legislative, legal, and policy issues that face my favorite special interest in California state government and politics – craft beer. And to get more insight into that topic I brought Tom McCormick of the California Craft Brewers Association (CCBA) and McGeorge Professor – and craft beer law expert – Dan Croxall on the show to talk with.

Like Tom said, the best way to learn more about the craft beer industry is just to go spend time at your local craft brewery. But if you want to learn more about CCBA specifically – as well as the California Craft Beer Festival – you can always check out their website here.

You can also follow CCBA on Facebook and Twitter, and you can follow Tom on Twitter @CCBATom.

You can find Professor Croxall on Twitter @GoodBeerLawProf.

As always, if you enjoyed today’s episode, please take the time to leave us a five-star rating on iTunes, Apple Podcasts, or Stitcher Radio, and subscribe to our show wherever you listen to podcasts. All of that makes The CAP⋅impact Podcast easier to find and more accessible.

You can also stay in touch with us and let us know what you thought about today’s show and think about the show generally on Facebook and Twitter. Just like CAP⋅impact on Facebook or follow @CAPimpactCA on Twitter.

The CAP⋅impact Podcast is made possible by the Capital Center for Law & Policy at McGeorge School of Law in Sacramento, California. You can learn more about the Capital Center here, and keep up with the Capital Center on Facebook and Twitter.

For a more in depth discussion of Proposition 8, and the ten other initiatives on the ballot this November you can watch the forum in its entirety on YouTube or read the full analyses here. And keep your eyes peeled on The CAP⋅impact Podcast’s feed on Apple Podcasts, Stitcher Radio, or wherever you get your podcasts from for analysis of this year’s ballot initiatives in your headphones coming next week.

Proposition 8: Fair Pricing for Dialysis Act

Current Law

  • California Health and Safety Code regulates chronic dialysis clinics (CDCs)
  • Current law does not limit the revenue of chronic dialysis clinics providing kidney dialysis treatment.

Proposed Law

  • Limit chronic dialysis clinics revenue and require clinics to issue refunds for revenue above 115 percent of the costs of direct patient care service and health care quality improvements.
  • Assess penalties if clinics fail to maintain information or timely submit a report required, report inaccurate or incomplete amounts or percentages, or fail to timely issue a full rebate.
  • Require clinics to submit annual reports to the California Department of Public Health (CDPH). These reports shall include the number of dialysis treatments provided, the amount allowable costs, the amount of owner/operator’s revenue car, the amount by which revenues exceed the cap, and the amount of rebates paid.
  • Prohibit clinics from refusing to treat patient based on source of payment for care.

Policy Considerations

 

Yes on Proposition 8 No on Proposition 8
  • Lower costs of dialysis treatment.
  • Improve patient care by incentivizing clinics to spend more of direct patient care services.
  • Ensure clean dialysis centers because clinics would spend more on health care quality improvements.
  • Require corporations to refund excessive profits that aren’t spent on improving patient care.
  • Clinics will operate at a loss because reimbursement rates are too low.
  • Clinics will be forced to close.
  • Patients will be forced to seek treatment at more expensive hospital emergency rooms due to closures of clinics.
  • Definition of “allowable” costs excludes critical staff and necessary services to operate a dialysis clinic.
  • Presents constitutional issues, giving rise to a post-election challenge.

Analysis of Proposition 8 provided by John Ponce and Anupe Litt.

For a more in depth discussion of Proposition 11, and the ten other initiatives on the ballot this November you can watch the forum in its entirety on YouTube or read the full analyses here. And keep your eyes peeled on The CAP⋅impact Podcast’s feed on Apple Podcasts, Stitcher Radio, or wherever you get your podcasts from for analysis of this year’s ballot initiatives in your headphones coming next week.

Proposition 11: Emergency Ambulance Employees Safety and Preparedness Act

Current Law

  • Federal law – Under the Fair Labor Standards Act of 1938, emergency employees may not receive compensation for interrupted breaks.
  • State law – Under the California Labor Code, employer-mandated on-call rest breaks are illegal.
  • CA Supreme Court – In Augustus v. ABM Security Services (2016), the California Supreme Court held that on-call breaks violate state labor law. Full compliance with the Augustus decision would potentially increase costs for ambulance providers by more than $100,000 annually.

Proposed Law

  • Allows emergency medical technicians (EMTs) and paramedics to remain on-call during breaks.
  • Requires employers to pay EMTs and paramedics at their regular rates during their breaks.
  • Requires 911 ambulance operators to maintain high staffing levels to provide coverage for breaks.
  • Requires training for certain emergency incidents related to active shooters, multiple casualties, natural disasters, and violence prevention.
  • Requires employers to provide employees mandatory mental health coverage, as well as yearly mental health and wellness training.
  • Retroactively prevents emergency employees from bringing claims pursuant to Augustus against ambulance service providers, including claims already pending.

Policy Considerations

Yes on Proposition 11 No on Proposition 11
  • Ensures 911 emergency will not be delayed because EMT’s always on-call.
  • Provides important additional training for emergency employees.
  • Increases efficacy of mental health services.
  • Negatively impacts labor union workers.
  • Excludes private sector emergency employees from labor law protections.
  • Allows ambulance companies to require workers to remain on-call during their breaks.

Analysis of Proposition 11 provided by Anupe Litt and David Witkin.